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Principles of Transaction Processing (The Morgan Kaufmann Series in Data Management Systems)
Philip A. Bernstein, Eric Newcomer

Morgan Kaufmann, 1997 - 358 pages

average customer review:based on 21 reviews
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   highly recommended  highly recommended





Good for engineers to deep you knowledge about TP

This book is excelent for who want to deep his knowledge in TP. Is very practical with many examples and tips. Funthermore include examples of of transacctions for commercials TP like a MTS (COM + today), Tuxedo, CICS, etc.
Is a book very very recommendable.
bye.


Clearly written, understandable intro to a complex subject

Transaction processing is a daunting topic, and this is one of the few books that provides the basics in a clear, understandable manner without overwhelming the reader. Most of the book is focused solely on transaction processing, but it touches on queuing as well, which makes it the ideal first book for anyone who is seeking details that extend beyond pure TP.

I like the way that the authors use real products to reinforce key points made throughout the book. While some of the products are no longer mainstream (indeed, some were never mainstream), the fact that real world implementations are used makes the information realistic. If you are using CICS, MQSeries, Tuxedo or similar products this book will have even more value. I also like the way difficult topics, such as locking, high availability and database recovery are given entire chapters because these topics need to be thoroughly understood in order to completely understand transaction processing.

After reading this book you will be armed with sufficient knowledge to make intelligent choices in selecting the right approach for transaction processing in a system design, or to understand the nuts and bolts of any TPM that you are supporting. I also agree with Cem Kaner's earlier comments that this book is an ideal resource for software test professionals who need to understand the entire environment that they will be testing. If you want to go deeper into TP, I recommend "Transactional Information Systems: Theory, Algorithms, and the Practice of Concurrency Control" by Gerhard Weikum and Gottfried Vossen, which drills much further down into the details of both transaction processing and queuing systems.


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Excellent intro to transaction principles

This book was written in 1997 which is often considered ancient in "Internet-years" but it is still very relevant because it focuses on fundamental principles of transaction processing (TP) rather than the latest whiz-bang technologies that optimize TP.

For those of you who aren't TP experts, a transaction is a computer operation that meets the ACID test. ACID here stands for:

Atomic - the steps that comprise transaction succeed or fail as one, there is no partial success.

Consistent - the internal data structures of the system(s) remain consistent with business rules.

Isolated - the data read or manipulated by the transaction is not altered during the duration of the transaction's execution.

Durable - the results of the transaction are persisted

Why does this matter to the system user or stakeholder? The canonical example is that of the ATM machine (or the "handy bank" if you're Australian). When you withdrawl money from an ATM, it has to go out and validate you have enough funds to meet the withdrawl, reserve those funds, and dispense cash - all within the same transaction. If the ATM failed after your bank account had been debited but before you'd gotten your money, you'd be very upset; conversely if the cash was dispensed but the debit procedure failed, the bank would be very upset. Ted provides very amusing analogy for this using a wedding ceremony but you can read that in his book.

There's a whole lot more to transaction processing beyond ACID and the ATM example, including two-phase commit (TPC), high-availability, massive concurrency, and crash recovery. To find out about all of these topics, read the book. One thing to remember though is that most application developers will never have to deal with the extremely complex details of providing a working and robust transaction management implementation, but like any technology it's important to understand the technology's fundamental principles and mechanics to effectively use it.

The book itself is extremely dense. The content of the book is "only" 324 pages long but covers a large amount of ground in a good amount of detail. Definitely read in a quiet place free of interruptions with a strong cup of coffee.

One shortcoming of the book is that it was written in 1997 so it doesn't cover TP implementations in Java (e.g. JTA, EJBs, etc.) but it was nice to finally find out what the heck IBM's CICS and IMS products are.

Interestingly enough, I have never had to deal with complex transaction processing (i.e. two-phase commit) in my short IBM career. This is probably because I've worked on business-to-consumer (B2C) applications where only one data source is involved rather than a business-to-business system where multiple data sources are involved. I'll have to ask the B2B guys if they get heavy into two-phase commit or if it's not an issue.

The reason I read this book is because I've always been a bit mystified by Enterprise JavaBeans (EJBs). When I joined IBM, I knew the word, but I was not familiar with such topics as object-relational persistence, object remoting, and transaction processing, so to me EJBs were simply things that took four classes/interfaces to do what I could do in one simple POJO. Ted Neward, in a very interesting web interview on the Serverside.com mentioned that he used to think EJBs were completely worthless, but during the process of writing Effective Enterprise Java came to realize that they were not worthless but rather over-marketed. He said that they should have been called Transactional JavaBeans rather than Enterprise JavaBeans because transactions are what EJBs did very well. So, hearing this from Ted I decided to read a book on fundamentals of transaction processing, so that I could understand EJBs better. Now that I've read all about TP principles, I pick Richard Monson-Haefel's book again, and all of a sudden EJBs start to make a lot more sense.


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Excellent Introduction & Reference

This in-depth look into transaction processing provides a wonderful place to start when considering implementation in your application(s). Cover-to-cover, this is an EXTREMELY easy read and doesn't try to be "fancy" or use complicated wording as many other books on the topic do.

Before reading any other transaction books or jumping into API document, this is a MUST MUST MUST MUST read. When developing an application that has transaction support, this is wonderful as a reference in order to include data in presentations, summaries, position papers, internal documentation, etc.

No only will this benefit a general developer, but also benefit people not in the development environment. This allows for clarification of communication between departments without going into API-specific implementation details.


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"We've glossed over many of the finer points here"

The title of this review is a quote from the book and it summarizes it very nicely. Indeed, the book provides a great deal of information in such a small volume, but many of the things that would have been nice to have are missing and many are just skimmed over.

The best chapters of the book explain in very simple words the principles of transaction logging (along with recovery from a failure), two-phase locking and two-phase commit.

The chapter on transactional communications is not as thorough as the just mentioned ones and pays most attention to transactional message queueing rather than synchronous RPC and peer-to-peer. On top of that, message queues are just transactional, period. No attention is paid to the message queues specifics.

The chapter on transaction processing monitors considers only the three-tier environment with presentation, workflow and transaction tiers.

Other problems ?

The whole chapter with an overview of the existing transaction processing software was useless. You see, product Foo has features A and B, and product Bar has features C and D, so what ? As you read it, certain architecture similarities show through, but it's up to you to analyze it, the book gives no cross-product comparison, no analysis, just a list of acronyms.

Samples in Cobol (duh !) or tangled C-like code. The pictures are less than perfect.

But the biggest problem to me was certainly the lack of real-life information. Specifically, I would better be interested in interaction between transactional and non-transactional systems. An acknowledgement of databases and message queues being the only transactional systems (or not) and the implications of that. Two-phase commit in heterogeneous environment. And so on.

A great introductory book.



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reviews: page 1, 2, 3, 4, 5



Principles of Transaction Processing is a clear, concise guide for anyone involved in developing applications, evaluating products, designing systems, or engineering products. This book provides an understanding of the internals of transaction processing systems, describing how they work and how best to use them.
It includes the architecture of transaction processing monitors, transactional communications paradigms, and mechanisms for recovering from transaction and system failures.



Use of transaction processing systems in business, industry, and government is increasing rapidly; the emergence of electronic commerce on the Internet is creating new demands. As a result, many developers are encountering transaction processing applications for the first time and need a practical explanation of techniques. Software engineers who build and market operating systems, communications systems, programming tools, and other products used in transaction processing applications will also benefit from this thorough presentation of principles. Rich with examples, it describes commercial transaction processing systems, transactional aspects of database servers, messaging systems, Internet servers, and object-oriented systems, as well as each of their subsystems.



* Easy-to-read descriptions of fundamentals.
* Real world examples illustrating key points.
* Focuses on practical issues faced by developers.
* Explains most major products and standards, including IBM's CICS, IMS, and MQSeries; X/Open's XA, STDL, and TX; BEA Systems' TUXEDO; Digital's ACMS; Transarc's Encina; AT&T/NCR's TOP END; Tandem's Pathway/TS; OMG's OTS; and Microsoft's Microsoft Transaction Server.


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